Wolf Theiss

Whistleblowing – a new must within the FSA and the financial sector

EU legislation that will enter into force in July 2016 brings new obligations for the FSA and the financial market entities.

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New regulations establish a more uniform and stronger framework to preserve market integrity by introducing new requirements and concepts, amongst which arrangements for potential whistleblowers play a significant role. Specifically, Member States must ensure that competent authorities establish effective mechanisms to enable reporting of actual or potential infringements to those authorities.

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